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  2. Publications
  3. Follow-up review of Fatal Accident Inquiries
  4. Chapter 7 – Role of Other Regulatory and Investigative Bodies

Follow-up review of Fatal Accident Inquiries

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Inspection reports, Follow-up reports

7th August 2019

In 2016 we published our thematic review (link provided below) on FAIs which made 12 recommendations to improve the efficiency and effectiveness of deaths investigations and the FAI process. This follow-up review aims to assess and report on the progress that has been made against our recommendations.

Related Links

  • Thematic review of Fatal Accident Inquiries

Additional

  • Introduction
  • Key Terms
  • Chapter 1 – Investigation of Deaths By Crown Office and Procurator Fiscal Service (COPFS)
  • Chapter 2 – Processes and Procedures
  • Chapter 3 – Case Review
  • Chapter 4 – Criminal Proceedings
  • Chapter 5 – Expert Evidence
  • Chapter 6 – Communication With Nearest Relatives and Interested Parties
  • Chapter 7 – Role of Other Regulatory and Investigative Bodies
  • Chapter 8 – Deaths of Young People In Custody
  • Overview
  • Annex A – COPFS FAI Process Flowchart
  • Annex B – Family Liaison Charter
  • Footnotes

  • Introduction
  • Key Terms
  • Chapter 1 – Investigation of Deaths By Crown Office and Procurator Fiscal Service (COPFS)
  • Chapter 2 – Processes and Procedures
  • Chapter 3 – Case Review
  • Chapter 4 – Criminal Proceedings
  • Chapter 5 – Expert Evidence
  • Chapter 6 – Communication With Nearest Relatives and Interested Parties
  • Chapter 7 – Role of Other Regulatory and Investigative Bodies
  • Chapter 8 – Deaths of Young People In Custody
  • Overview
  • Annex A – COPFS FAI Process Flowchart
  • Annex B – Family Liaison Charter
  • Footnotes

Chapter 7 – Role of Other Regulatory and Investigative Bodies

157. There is a wide range of other organisations and agencies that have a duty to investigate certain types of deaths including Healthcare Improvement Scotland (HIS),[58] the Mental Welfare Commission for Scotland,[59] the Care Inspectorate,[60] Local Authorities,[61] Child Protection Committees and the SPS. In many cases, the death will also be reported to the procurator fiscal. Whilst the nature and extent of such investigations vary, the common objective is to ensure that any lessons learned are brought to the attention of those who are in a position to implement measures to prevent similar circumstances arising again.

Primacy of Investigation

158. In the thematic report we reported that organisations who have responsibility to investigate certain types of deaths would welcome greater clarity on whether it is appropriate to carry out internal investigations where criminal proceedings and/or an FAI are in contemplation. Many advised that internal investigation was often put on hold until the conclusion of any criminal investigation and proceedings. Conversely we found that SFIU often delays progressing FAIs to await the outcome of internal investigations.

159. The need to ensure that evidence in criminal proceedings is not prejudiced requires to be balanced against the need to address any deficiencies or inadequacies of practice as soon as possible to prevent any deaths arising in similar circumstances. Delaying internal investigations can also adversely impact the well-being of staff within organisations.

160. To provide reassurance and clarity to other investigative agencies on the roles and responsibility of each agency, the primacy of investigations and likely timescales, we recommended:

Recommendation 12

SFIU should agree a Memorandum of Understanding (MoU) with all investigative agencies that have responsibility to investigate the circumstances of certain types of deaths.

Recommendation 12

Action Taken

161. While there has been some preliminary discussion with some agencies, no MoUs have yet been agreed.

Status: Not achieved.

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Chapter 6 – Communication With Nearest Relatives and Interested Parties
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Chapter 8 – Deaths of Young People In Custody
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